David J. Larado

SAPIENT CAPITAL LLC

NEW YORK, NY 10019

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CRD#: 5177015

Professional summary

David James Larado is a registered financial advisor currently at SAPIENT CAPITAL LLC located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Larado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2025 - Present

SAPIENT CAPITAL LLC

Office #1: 650 5th Ave Suite 2200, New York, NY 10019

RIA

CRD#: 324899

NEW YORK, NY

Past

November 13, 2006 - August 14, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

September 26, 2006 - August 14, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2006

General Securities Representative Examination

Current Firm

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

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Contact information

Main Address

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

Mailing Address

Phone number

(317) 719-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	5,947
AUM (Assets Under Management)	$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Larado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Larado's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPIENT CAPITAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SAPIENT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2006

Current Firm

SAPIENT CAPITAL LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPIENT CAPITAL LLC

TRUST BUT VERIFY

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