RC
Ryan M. Chapman
GRV SECURITIES LLC
CHICAGO, IL 60611-6541
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CRD#: 5176957
RC
Professional summary
Ryan Michael Chapman, CIMA® is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Chapman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 26, 2025 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541Office #2: 900 North Michigan Avenue, Suite 1100, Chicago, IL 60611BD
CRD#: 138348
CHICAGO, IL
Past
May 12, 2017 - December 16, 2024
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
SAN FRANCISCO, CA
Past
December 27, 2014 - April 10, 2017
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
San Francisco, CA
Past
June 23, 2014 - April 10, 2017
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
April 28, 2014 - June 6, 2014
FORESIDE ASSOCIATES, LLC
BD
CRD#: 13494
PORTLAND, ME
Past
December 1, 2011 - April 11, 2014
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
January 15, 2008 - November 3, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
December 11, 2006 - April 4, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEWARK, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2025)
RR
Alaska(3/26/2025)
RR
Arizona(3/26/2025)
RR
Arkansas(3/26/2025)
RR
California(3/26/2025)
RR
Colorado(3/26/2025)
RR
Connecticut(3/26/2025)
RR
Delaware(3/26/2025)
RR
District of Columbia(3/26/2025)
RR
Florida(3/26/2025)
RR
Georgia(3/26/2025)
RR
Hawaii(3/26/2025)
RR
Idaho(3/26/2025)
RR
Illinois(3/26/2025)
RR
Indiana(3/26/2025)
RR
Iowa(3/26/2025)
RR
Kansas(3/26/2025)
RR
Kentucky(3/26/2025)
RR
Louisiana(3/26/2025)
RR
Maine(3/26/2025)
RR
Maryland(3/26/2025)
RR
Massachusetts(3/26/2025)
RR
Michigan(3/26/2025)
RR
Minnesota(3/26/2025)
RR
Mississippi(3/26/2025)
RR
Missouri(3/26/2025)
RR
Montana(3/26/2025)
RR
Nebraska(3/26/2025)
RR
Nevada(3/26/2025)
RR
New Hampshire(3/26/2025)
RR
New Jersey(3/26/2025)
RR
New Mexico(3/26/2025)
RR
New York(3/26/2025)
RR
North Carolina(3/26/2025)
RR
North Dakota(3/26/2025)
RR
Ohio(3/27/2025)
RR
Oklahoma(3/26/2025)
RR
Oregon(3/26/2025)
RR
Pennsylvania(3/26/2025)
RR
Puerto Rico(3/26/2025)
RR
Rhode Island(3/26/2025)
RR
South Carolina(3/26/2025)
RR
South Dakota(3/26/2025)
RR
Tennessee(3/26/2025)
RR
Texas(3/26/2025)
RR
Utah(3/26/2025)
RR
Vermont(3/26/2025)
RR
Virgin Islands(3/26/2025)
RR
Virginia(3/26/2025)
RR
Washington(3/26/2025)
RR
West Virginia(3/26/2025)
RR
Wisconsin(3/26/2025)
RR
Wyoming(3/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 11/13/2018
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRV SECURITIES LLC
GROSVENOR SECURITIES LLC | GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541
Mailing Address
900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541
Phone number
(312) 506-6500
Established
Delaware since 08/18/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
