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Mark Koellner

Mark Koellner

STEELPEAK WEALTH
Dallas, TX 75206
Some features on this profile are disabled
CRD#: 5176496
Mark Koellner

Professional summary

Mark Koellner, CFP®, who also goes by Mark C Koellner, Mark Carlton Koellner, Mark Kollner, is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark C Koellner | Mark Carlton Koellner | Mark Kollner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent; Investment-related; at reported business location(s); Insurance Sales; Agent; 160 hours/month; 160 hours/month during securities trading hours; Sale of insurance products to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Koellner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

July 24, 2024 - Present

STEELPEAK WEALTH, LLC

Office #1: 8350 N Central Expy. Suite 1900, Dallas, TX 75206
RIA
CRD#: 165168
Dallas, TX
Past

April 17, 2023 - August 14, 2024

TITLEIST ASSET MANAGEMENT, LLC

RIA
CRD#: 323567
DALLAS, TX
Past

January 21, 2022 - August 8, 2023

TITLEIST CAPITAL, LLC

RIA
CRD#: 126136
Dallas, TX
Past

January 21, 2022 - August 14, 2024

TITLEIST CAPITAL, LLC

BD
CRD#: 126136
Dallas, TX
Past

November 3, 2017 - January 25, 2022

EDWARD JONES

RIA
CRD#: 250
DALLAS, TX
Past

November 3, 2017 - January 25, 2022

EDWARD JONES

BD
CRD#: 250
DALLAS, TX
Past

September 19, 2013 - November 16, 2017

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
ADDISON, TX
Past

September 6, 2013 - November 16, 2017

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
ADDISON, TX
Past

May 1, 2012 - August 20, 2013

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DALLAS, TX
Past

May 1, 2012 - August 20, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DALLAS, TX
Past

July 25, 2008 - May 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DALLAS, TX
Past

July 25, 2008 - May 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
DALLAS, TX
Past

November 30, 2007 - July 18, 2008

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DALLAS, TX
Past

August 23, 2007 - July 18, 2008

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DALLAS, TX
Past

July 20, 2006 - August 22, 2007

LEO BROKERAGE, LLC

BD
CRD#: 109121
JASPER, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/28/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/31/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2006
General Securities Representative Examination

Current Firm

SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)
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Contact information

Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts8,369
AUM (Assets Under Management)$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELPEAK WEALTH, LLC

CRD#: 165168Dallas, TX 75206

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