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Angela Rae Heaton

PRINCIPAL ADVISED SERVICES
SAINT LIBORY, NE
·CRD# 5176354·20 years experience

Professional Summary

Angela Rae Heaton, who also goes by Angie Heaton, Angela Rae Janssen, Angie Rae Janssen, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Saint Libory, Nebraska and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa. Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Angela has worked at 2 firms and has passed the Series 66, Series 63, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Angie Heaton, Angela Rae Janssen, Angie Rae Janssen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

PRINCIPAL ADVISED SERVICES·CRD# 297324
RIA
Saint Libory, NE
April 23, 2025 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
BD
711 High St, Des Moines, IA 50392
July 12, 2006 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Saint Libory, NE
March 18, 2025 - June 11, 2025

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Current Firm

PA
PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

Contact Information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone Number

(866) 412-0770

# of Employees

383

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

23,164

AUM (Assets Under Management)

$1,422,868,428

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
06/24/2026Cover PageReport
09/26/2025Cover PageReport
10/28/2024Cover PageReport
11/20/2023Cover PageReport
09/22/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**YOUNG LIVING ESSENTIAL OILS POSITION: Distributor, personal sales only NATURE: MLM personal use only-no sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2015 ADDRESS: 516 Elm Street, Saint Libory NE 68872, United States DESCRIPTION: I am a member/distributor for Young Living Essential Oils/Products. No sales. Personal use only of their products. **ST LIBORY EMS SQUAD POSITION: Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2014 ADDRESS: 336 Hwy 281, Saint Libory NE 68872, United States DESCRIPTION: I am a volunteer EMT and Secretary for the Saint Libory EMS Department. I take minutes during the monthly meetings and act as a second signer for checks as needed to pay bills for the department. **ST LIBORY CATHOLIC CHURCH COUNCIL OF CATHOLIC WOMEN POSITION: President St Libory CCW NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 505 Spruce Street, St Libory NE 68872, United States DESCRIPTION: Lead and run monthly meetings, organize and communicate any parish activities, administer website & Facebook page. **RENTAL PROPERTY POSITION: Rental Property Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 518 Cottonwood, Saint Libory NE 68872, United States DESCRIPTION: Single Family Rental Property that we use for investment purposes to rent to our children and other family.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
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PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/7/2025)
RR
Alaska
(2/7/2025)
RR
Arizona
(2/7/2025)
RR
Arkansas
(2/7/2025)
RR
California
(2/7/2025)
RR
Colorado
(2/7/2025)
RR
Connecticut
(2/7/2025)
RR
Delaware
(2/7/2025)
RR
District of Columbia
(2/7/2025)
RR
Florida
(2/7/2025)
RR
Georgia
(2/7/2025)
RR
Hawaii
(2/7/2025)
RR
Idaho
(2/7/2025)
RR
Illinois
(2/7/2025)
RR
Indiana
(2/7/2025)
RR
Iowa
(2/7/2025)
IAR
Iowa
(4/23/2025)
RR
Kansas
(2/7/2025)
RR
Kentucky
(2/7/2025)
RR
Louisiana
(2/7/2025)
RR
Maine
(2/7/2025)
RR
Maryland
(2/7/2025)
RR
Massachusetts
(2/7/2025)
RR
Michigan
(2/7/2025)
RR
Minnesota
(2/7/2025)
RR
Mississippi
(2/7/2025)
RR
Missouri
(2/7/2025)
RR
Montana
(2/7/2025)
RR
Nebraska
(11/18/2021)
IAR
Nebraska
(4/29/2025)
RR
Nevada
(2/7/2025)
RR
New Hampshire
(2/7/2025)
RR
New Jersey
(2/7/2025)
RR
New Mexico
(2/7/2025)
RR
New York
(2/7/2025)
RR
North Carolina
(2/7/2025)
RR
North Dakota
(2/7/2025)
RR
Ohio
(2/10/2025)
RR
Oklahoma
(2/7/2025)
RR
Oregon
(2/7/2025)
RR
Pennsylvania
(2/7/2025)
RR
Rhode Island
(2/7/2025)
RR
South Carolina
(2/7/2025)
RR
South Dakota
(2/7/2025)
RR
Tennessee
(2/7/2025)
RR
Texas
(2/7/2025)
RR
Utah
(2/7/2025)
RR
Vermont
(2/7/2025)
RR
Virginia
(2/7/2025)
RR
Washington
(2/7/2025)
RR
West Virginia
(2/7/2025)
RR
Wisconsin
(2/7/2025)
RR
Wyoming
(2/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2025About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Angela Rae Heaton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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