Sean S. Cooper

FIT FINANCIAL CONSULTING LLC

Morton, WA

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CRD#: 5176131

Professional summary

Sean Steven Cooper, CFP®, who also goes by Sean S. Cooper, is a registered financial advisor currently at FIT FINANCIAL CONSULTING LLC located in Morton, Washington.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sean has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean S. Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2008-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/EAST WENATCHEE, WA/INDEPENDENT AGENT REPRESENTATIVE UNAFFILIATED ISSUERS/INVOLVES LESS THAN 4 HOURS EACH MONTH, INCLUDING DURING MARKET HOURS.// Author: "The Truth About Investing: Back to Basics", has been offered for sale to the general public since publication on May 28, 2016. These writings do not involve recommendations of any investment or insurance product. No time is devoted to this publication but I am compensated for the sale of the book. Podcast co-hosted with Chris Holling: This financial podcast has posted 43 episodes since its debut on approximately March 31, 2020. There is no compensation directly tied to the podcast but I do dedicate up to 12 hours of my time each month, including during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Steven Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

November 11, 2014 - Present

FIT FINANCIAL CONSULTING LLC

RIA

CRD#: 173028

Morton, WA

Past

February 25, 2014 - October 7, 2014

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

March 9, 2011 - February 20, 2014

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

DENVER, CO

Past

August 16, 2010 - February 20, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Past

June 6, 2008 - September 1, 2010

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/11/2014)

IAR

Washington
(5/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIT FINANCIAL CONSULTING LLC

CRD#: 173028 / SEC#:

Colorado

Registered Investment Advisory firm - (11/11/2014 Approved)

Washington

Registered Investment Advisory firm - (5/16/2016 Approved)

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Contact information

Main Address

Morton, WA

Mailing Address

Po Box 13, Morton, WA 98356

Phone number

(720) 808-6979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 5,915,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean S. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Steven Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2011

Series 63

Date: 7/10/2008

SIE

Date: 10/7/2014

Series 7

Date: 10/24/2009

Series 6

Date: 6/5/2008

Current Firm

FIT FINANCIAL CONSULTING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIT FINANCIAL CONSULTING LLC

TRUST BUT VERIFY

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