TR
Tim M. Reinke
THRIVENT INVESTMENT MANAGEMENT
New Ulm, MN 56073
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CRD#: 5175787
TR
Professional summary
Tim Mark Reinke is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in New Ulm, Minnesota.
Tim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tim has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ULM HAUS, LLC POSITION: Manager NATURE: The business purpose of the Company is to lease, furnish and operate business space for FR's. The Company is formed only for the foregoing business purpose and will not be deemed to create any agreement among the FR's with respect to any other activities whatsoever. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 11/19/2015 ADDRESS: 108 Soutn Minnesota, New Ulm MN 56073, United States DESCRIPTION: the Manager shall have the exclusive power to do any and all acts, statutory or otherwise, with respect to the Company The business and affairs of the Company shall be managed by the Manager and all matters relating to the activities of the Company shall be decided exclusively by the Manager. OAK HILLS LIVING CENTER POSITION: Board Director NATURE: 501(c)(3) nonprofit retirement community whose operations are governed by a volunteer board of directors. Provides a suite of services to New Ulm, MN and surrounding communities. Services include Assisted Living, Hospice, Short term rehabilitation, Skilled Nursing as well as HUD Housing. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/02/2024 ADDRESS: 1314 8th St. N., New Ulm MN 56073, United States DESCRIPTION: Govern the direction and future of the organization. Support the CEO and staff and assess performance perodically Ensure effective organizational planning Ensure legal and ethical integrity and maintain accountability Promote the organizations image Monitor and strengthen programs and services Ensure adequate resources are made available, used and managed(funds, staff, technology, etc.) OAK HILLS MEMORIAL FOUNDATION POSITION: Board Treasurer NATURE: Supports the ongoing and immediate needs of Oak Hills Living Center which includes a nursing home, assisted living, short term rehab and hospice facility. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/27/2022 ADDRESS: 1314 8th Street Nprth, New Ulm MN 56073, United States DESCRIPTION: Trusted advisor to the Director, approving the budget, audit reports and material business decisions. Ensures board resolutions are carried out, ambassador for the organization. LEAVE A LEGACY NEW ULM POSITION: Executive Committe Member NATURE: Volunteer effort among non-profit organizations, estate and financial planning professionals, to provide resources, to the community to inspire people to think beyond their lifespan about gifts to their favorite charities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2019 ADDRESS: 1324 5th North, New Ulm MN 56073, United States DESCRIPTION: Committee meetings, planning educational events, work with fiscal sponsor, influencer and promoter of mission. NEW ULM AREA USBC POSITION: Board Director NATURE: Governs the bowling community in New Ulm, MN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 416 19th street North, New Ulm MN 56073, United States DESCRIPTION: Allocates sanctions. Majority goes to the National and State USBC organizations, remainder used to offset expenses for the local chapter and Hall of Fame Banquet. Help with the Annual City Tournament and identifying scholarship recipients. SUNSET APARTMENTS POSITION: Board Member NATURE: Apartment Building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1610 Sunset Avenue, New Ulm MN 56073, United States DESCRIPTION: Budget prep and review. Approve and oversee repairs and upgrades to the building. Serve the residents a summer picnic and a Christmas dinner.
CRS (Client Relationship Summary) - RIA
Click below to view Tim Mark Reinke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tim Mark Reinke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 108 S Minnesota St, New Ulm, MN 56073RIA
BD
CRD#: 18387
New Ulm, MN
Current
August 14, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 108 S Minnesota St, New Ulm, MN 56073RIA
BD
CRD#: 18387
New Ulm, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
RR
Florida(11/14/2018)
RR
Iowa(10/17/2016)
RR
Minnesota(8/28/2006)
IAR
Minnesota(12/19/2013)
RR
Missouri(10/30/2025)
RR
Montana(5/8/2018)
RR
Nevada(4/18/2024)
RR
South Dakota(4/17/2019)
RR
Wisconsin(12/8/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
