Scott C. Keller

Some features on this profile are disabled

CRD#: 5175602

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott C Keller was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2016 - May 16, 2017

FLAGSTONE FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 285484

LINCOLN, NE

Past

February 1, 2016 - January 17, 2017

EXECUTIVE WEALTH MANAGEMENT

RIA

CRD#: 281667

LINCOLN, NE

Past

January 20, 2016 - May 30, 2017

LPL FINANCIAL LLC

CRD#: 6413

LINCOLN, NE

Past

August 13, 2010 - December 18, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LINCOLN, NE

Past

July 23, 2010 - December 18, 2014

LPL FINANCIAL LLC

CRD#: 6413

LINCOLN, NE

Past

June 1, 2009 - August 9, 2010

MORGAN STANLEY

RIA

CRD#: 149777

LINCOLN, NE

Past

June 1, 2009 - August 9, 2010

MORGAN STANLEY

CRD#: 149777

LINCOLN, NE

Past

September 19, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LINCOLN, NE

Past

August 30, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAGSTONE FINANCIAL MANAGEMENT, LLC

CRD#: 285484 / SEC#: 801-108722

RIA

Registered Investment Advisory firm - (11/28/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2007

General Securities Representative Examination

Current Firm

FLAGSTONE FINANCIAL MANAGEMENT, LLC

CRD#: 285484 / SEC#: 801-108722

RIA

Registered Investment Advisory firm - (11/28/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5801 Hidcote Dr. Ste 100, Lincoln, NE 68516

Mailing Address

Phone number

(402) 413-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (6/11/2025)

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 375,178,791

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott C. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EXECUTIVE WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FLAGSTONE FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2007

SIE

Date: 5/30/2017

Series 7

Date: 8/29/2007

Current Firm

FLAGSTONE FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAGSTONE FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors