Sean Bradford
Professional summary
Sean Bradford, who also goes by Sean M Bradford, Sean Michael Bradford, is a registered financial advisor currently at SPEIRO INVESTMENTS, LLC located in Lakeside, California.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sean has worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Bradford's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2014 - Present
SPEIRO INVESTMENTS, LLC
August 15, 2011 - July 7, 2014
PRIME CAPITAL EQUITIES LLC
September 10, 2008 - July 6, 2011
TD AMERITRADE, INC.
September 10, 2008 - July 6, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 10, 2008 - July 6, 2011
TD AMERITRADE, INC.
September 17, 2007 - September 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2007 - September 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - August 20, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 20, 2007
MORGAN STANLEY & CO. LLC
September 18, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 30, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2014)
Exams
Current Firm
SPEIRO INVESTMENTS, LLC
CRD#: 171407 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 37,650,207 |
Red Flags
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