AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AK

Amy B. King

Some features on this profile are disabled
CRD#: 5175433
AK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Bethanna King, who also goes by Amy Bethanna Kaufman, Amy King, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 2006. Amy had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Bethanna Kaufman | Amy King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 10, 2020 - September 8, 2021

MPB WEALTH MANAGEMENT, LLC

RIA
CRD#: 308149
HARRISBURG, PA
Past

June 13, 2016 - December 31, 2019

MCG SECURITIES LLC

BD
CRD#: 163144
WAYNE, PA
Past

May 25, 2016 - December 31, 2019

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 157841
WAYNE, PA
Past

October 6, 2011 - November 10, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
WEST CONSHOHOCKEN, PA
Past

October 5, 2011 - November 10, 2014

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
WEST CONSHOHOCKEN, PA
Past

April 30, 2009 - December 3, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
PHILADELPHIA, PA
Past

April 29, 2009 - December 3, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
PHILADELPHIA, PA
Past

October 6, 2007 - October 27, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 16, 2007 - November 2, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
PHILADELPHIA, PA
Past

February 16, 2007 - November 2, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
PHILADELPHIA, PA
Past

September 6, 2006 - January 19, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BALA CYNWYD, PA
Past

August 3, 2006 - January 19, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2006
General Securities Representative Examination

Current Firm

MW
MPB WEALTH MANAGEMENT, LLC
MPB WEALTH MANAGEMENT, LLC

CRD#: 308149 / SEC#:

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2407 Park Drive, Harrisburg, PA 17110
Mailing Address
Phone number
(717) 257-9018
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts82
AUM (Assets Under Management)$ 52,771,732

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MPB WEALTH MANAGEMENT, LLC

CRD#: 308149

TRUST BUT VERIFY

Monitor Amy King

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.