Ing Chea Ang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ing Chea Ang was a registered financial professional .
Ing Chea is a previously registered financial professional and started their career in finance in 2011. Ing Chea had worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2020 - June 28, 2023
MATRIX PRIVATE CAPITAL GROUP
October 13, 2016 - October 1, 2018
ALPS DISTRIBUTORS, INC.
May 22, 2012 - August 30, 2016
NEUBERGER BERMAN BD LLC
May 22, 2012 - August 30, 2016
NEUBERGER BERMAN BD LLC
August 25, 2011 - May 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2011 - May 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MATRIX PRIVATE CAPITAL GROUP
CRD#: 285531 / SEC#: 801-108654
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MATRIX PRIVATE CAPITAL GROUP
CRD#: 285531 / SEC#: 801-108654
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 494,910,464 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
