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FB

Frank O. Barlow

BARLOW WEALTH PARTNERS
Louisville, KY 40207
Some features on this profile are disabled
CRD#: 5174446
FB

Professional summary

Frank O Barlow, who also goes by Frank Owens Barlow, is a registered financial advisor currently at BARLOW WEALTH PARTNERS, LLC located in Louisville, Kentucky.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Frank has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Frank Owens Barlow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*123794 For profit or not for profit: Non-Profit Organization Name of outside business organization: Junior Achievement of Kentuckiana Investment related: N Address of business: Louisville, Kentucky 40203 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/19/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: As a community board member, we help teach others about organization and organize events to raise funds. We also help decide where to focus resources of the non-profit organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank O Barlow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2023 - Present

BARLOW WEALTH PARTNERS, LLC

Office #1: 3700 Brownsboro Road, Louisville, KY 40207
RIA
CRD#: 325308
Louisville, KY
Past

September 30, 2016 - April 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOUISVILLE, KY
Past

September 9, 2016 - April 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOUISVILLE, KY
Past

January 23, 2008 - August 16, 2016

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARLOW WEALTH PARTNERS, LLC
AMHERST ROAD WEALTH ADVISORS | BARLOW WEALTH PARTNERS, LLC | BARLOW WEALTH PARTNERS | AMHERST ROAD WEALTH ADVISORS, LLC

CRD#: 325308 / SEC#: 801-127506

RIA
Registered Investment Advisory firm - (3/23/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(4/21/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/5/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 7/18/2011
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 7/6/2011
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 1/22/2008
General Securities Representative Examination

Current Firm

BW
BARLOW WEALTH PARTNERS, LLC
AMHERST ROAD WEALTH ADVISORS | BARLOW WEALTH PARTNERS, LLC | BARLOW WEALTH PARTNERS | AMHERST ROAD WEALTH ADVISORS, LLC

CRD#: 325308 / SEC#: 801-127506

RIA
Registered Investment Advisory firm - (3/23/2023 Approved)
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Contact information

Main Address
3700 Brownsboro Road, Louisville, KY 40207
Mailing Address
Phone number
(502) 308-4270
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BARLOW WEALTH PARTNERS DISCLOSURE BROCHURE AND WRAP FEE PROGRAM BROCHURE (2/7/2025)

Regulatory assets under management

Total Number of Accounts1,404
AUM (Assets Under Management)$ 1,215,744,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARLOW WEALTH PARTNERS, LLC

CRD#: 325308Louisville, KY 40207

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