Jennifer W. Douglas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer W Douglas, who also goes by Jennifer W Schultz, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2007. Jennifer had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - September 14, 2015
MSEC, LLC
March 29, 2011 - October 4, 2012
SECURITIES SERVICE NETWORK, LLC
January 31, 2011 - February 11, 2011
QA3 FINANCIAL CORP.
May 11, 2010 - November 5, 2010
TD AMERITRADE, INC.
May 11, 2010 - November 5, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 9, 2010 - November 5, 2010
TD AMERITRADE, INC.
April 10, 2007 - March 29, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
