JM
Joshua D. Mellberg
SECURE INVESTMENT MANAGEMENT
TUCSON, AZ 85741
Some features on this profile are disabled
CRD#: 5174289
JM
Professional summary
Joshua David Mellberg, who also goes by Josh Mellberg, is a registered financial advisor currently at SECURE INVESTMENT MANAGEMENT, LLC located in Tucson, Arizona.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joshua has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Mellberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Mellberg is involved in a number of non-investment related business discussed below:
JOSHUA DAVID MELLBERG, LLC, DBA JD MELLBERG FINANCIAL - Mr. Mellberg is the owner of this entity, that along with its affiliates and subsidiaries, provides insurance marketing and product development services as well as lead generation activities and is an acting licensed insurance agent providing insurance producing including fixed annuities and life insurance. Mr. Mellberg spends about 80% of his time on this activity during trading hours.
Mr. Mellberg is the managing member of 3067 WEST INA ROAD, LLC. This limited liability company was formed to hold a commercial rental property and receive rental income. Mr. Mellberg spends less than one hour per month on this activity.
Mr. Mellberg is the managing member of Insurance Marketing Solutions, LLC., a company that sells insurance, primarily fixed annuities and life insurance, and engages in lead generation. Mr. Mellberg spends less than four hours a month on this activity.
Mr. Mellberg is a managing member in SIM Assets LLC, that, by and through its subsidiary Limited Liability Companies engage in e-commerce activities. Mr. Mellberg spends less than four hours per month on these businesses.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Mellberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2006 - Present
SECURE INVESTMENT MANAGEMENT, LLC
Office #1: 3067 W. Ina Road #125, Tucson, AZ 85741RIA
CRD#: 141195
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL
CRD#: 141195 / SEC#: 801-80752
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)California
Registered Investment Advisory firm - (2/7/2015 Terminated)Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/23/2006)
IAR
California(6/20/2014)
IAR
Colorado(1/28/2015)
IAR
Florida(11/7/2013)
IAR
Texas(10/18/2013)
Current Firm
SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL
CRD#: 141195 / SEC#: 801-80752
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)California
Registered Investment Advisory firm - (2/7/2015 Terminated)Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3067 W. Ina Road #125, Tucson, AZ 85741
Mailing Address
Phone number
(520) 333-4719
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 825 |
| AUM (Assets Under Management) | $ 38,291,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
