Sherri L. Crowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherri L Crowe was a registered financial professional .
Sherri is a previously registered financial professional and started their career in finance in 2009. Sherri had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2018 - May 24, 2018
LIGHTHOUSE INSTITUTE
April 6, 2018 - August 9, 2018
LPL FINANCIAL LLC
September 14, 2010 - November 1, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2009 - November 1, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTHOUSE INSTITUTE
CRD#: 282604 / SEC#:
Contact information
Red Flags
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