Patrick J. Haley

VERIDAN WEALTH | Financial Advisor

WEST LINN, OR 97068

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CRD#: 5173884

Professional summary

Patrick J Haley, AIF®, CFP®, CIMA® is a registered financial advisor currently at VERIDAN WEALTH located in West Linn, Oregon.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Small Business Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Ownership; Other; Other; 4160 Horton Road, , West Linn, OR, 97068; Not Investment-Related; 03/17/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Haley; Patrick; Member; 1785 Willamette Falls Drive, , West Linn, OR, 97068; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Parkinson's Resources of Oregon; Investment committee member. Meet quarterly with committee and advise on endowment asset allocation.; 8880 SW Nimbus Avenue Suite B, , Beaverton, OR, 97008; Investment-Related; 01/01/2021; 0 during trading hours; 1 to 9 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Haley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2018

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 3, 2024 - Present

VERIDAN WEALTH

Office #1: 1742 Willamette Falls Dr, West Linn, OR 97068

RIA

CRD#: 329666

WEST LINN, OR

Past

January 28, 2019 - June 5, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WEST LINN, OR

Past

December 14, 2017 - June 5, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WEST LINN, OR

Past

February 23, 2016 - December 4, 2017

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

Andover, MA

Past

July 29, 2010 - December 4, 2017

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERIDAN WEALTH

VERIDAN WEALTH | VERIDAN WEALTH LLC

CRD#: 329666 / SEC#: 801-130309

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERIDAN WEALTH

VERIDAN WEALTH | VERIDAN WEALTH LLC

CRD#: 329666 / SEC#: 801-130309

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

1742 Willamette Falls Dr, West Linn, OR 97068

Mailing Address

Phone number

(503) 946-9733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/9/2025)

Regulatory assets under management

Total Number of Accounts	669
AUM (Assets Under Management)	$ 304,646,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Patrick J. Haley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J Haley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

VERIDAN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2016

Series 63

Date: 8/18/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2011

Series 6

Date: 7/28/2010

Current Firm

VERIDAN WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERIDAN WEALTH

TRUST BUT VERIFY

Contact information

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