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AR

Alyson Ryan

ATHENE SECURITIES
WEST DES MOINES, IA
·CRD# 5173685·20 years experience

Professional Summary

Alyson Ryan, who also goes by Alyson Fawley, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa and APOLLO GLOBAL SECURITIES, LLC located in New York, New York. Alyson is registered as a RR (Registered Representative) and started their career in finance in 2006. Alyson has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alyson Fawley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ATHENE SECURITIES, LLC·CRD# 36867
BD
7700 Mills Civic Parkway, West Des Moines, IA 50266
September 29, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC·CRD# 153502
BD
9 West 57th Street, New York, NY 10019-2701
April 4, 2024 - Present
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
May 10, 2019 - April 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 23, 2006 - May 10, 2019

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Rajpreet S Sangha

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Current Firm

AG
APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone Number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P.SOLE MEMBER—
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TERLATO, JASON MICHAELCHIEF COMPLIANCE OFFICER3157535
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238
TREBING, ADAM PCFO / FINOP / PFO / POO5828238

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/19/2026)
RR
Arkansas
(2/19/2026)
RR
Florida
(9/29/2023)
RR
Georgia
(2/19/2026)
RR
Kentucky
(2/19/2026)
RR
Louisiana
(2/19/2026)
RR
Mississippi
(2/19/2026)
RR
New York
(4/4/2024)
RR
North Carolina
(2/23/2026)
RR
Puerto Rico
(2/19/2026)
RR
South Carolina
(2/19/2026)
RR
Tennessee
(2/19/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2006

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alyson Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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