Bradley M. Westendorf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Michael Westendorf, who also goes by Brad Michael Westendorf, Bradley M Westendorf, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2008. Bradley had worked at 5 firms and has passed the Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2020 - August 24, 2021
BAY STATE CAPITAL, LLC
July 21, 2017 - July 15, 2020
WEALTH ACCEL
September 25, 2012 - September 17, 2013
KROLL SECURITIES LLC
February 23, 2010 - October 12, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 2, 2008 - October 7, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAY STATE CAPITAL, LLC
CRD#: 310469 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
