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RB

Robert D. Bessett

TRADE-PMR
Clearwater, FL 33762
Some features on this profile are disabled
CRD#: 5172966
RB

Professional summary

Robert Dominic Bessett, who also goes by Robert D Bessett, Rob D. Bessett, Rob Dominic Bessett, Rob Bessett, is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert D Bessett | Rob D. Bessett | Rob Dominic Bessett | Rob Bessett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Dominic Bessett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2023 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762
BD
CRD#: 46350
Clearwater, FL
Past

August 3, 2021 - March 14, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

January 3, 2019 - February 28, 2020

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

September 18, 2017 - September 21, 2018

CITY NATIONAL ROCHDALE

RIA
CRD#: 117198
gilbert, AZ
Past

September 8, 2017 - September 21, 2018

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

January 3, 2017 - September 5, 2017

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
San Diego, CA
Past

February 23, 2016 - September 12, 2016

GENERATIONS WEALTH, LLC

RIA
CRD#: 173352
MASON, OH
Past

September 24, 2007 - October 15, 2015

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
AUSTIN, TX
Past

August 23, 2007 - October 15, 2015

DFA SECURITIES LLC

BD
CRD#: 10292
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/17/2023)
RR
Florida
(10/18/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/14/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/24/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TRADE-PMR INC.
TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
13945 Evergreen Avenue, Clearwater, FL 33762
Mailing Address
P.o. Box 358230, Gainesville, FL 32635-8230
Phone number
(352) 332-8723
Established
Florida since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GATOR MERGER SUB II, LLCSHAREHOLDER
BALDWIN, ROBB WALLERPRESIDENT & CHIEF EXECUTIVE OFFICER1409477
DILBONE, ROBERT POTTER JRCHIEF REVENUE OFFICER5893751
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL3103432
LEGACY, ELIZABETHCHIEF COMPLIANCE OFFICER4368139
QUIRK, STEVEN MARKDIRECTOR2728768
SUBRAMANIAN, SIVARAMAKRISHNANDIRECTOR7339479
VICTORIA, RICHARD SCOTTCHIEF OPERATING OFFICER5371275

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADE-PMR INC.

CRD#: 46350Clearwater, FL 33762

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