Robert D. Bessett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dominic Bessett, who also goes by Robert D Bessett, Rob D. Bessett, Rob Dominic Bessett, Rob Bessett, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2023 - May 1, 2026
TRADE-PMR INC.
August 3, 2021 - March 14, 2023
FORESIDE FUND SERVICES, LLC
January 3, 2019 - February 28, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC
September 18, 2017 - September 21, 2018
RBC ROCHDALE, LLC
September 8, 2017 - September 21, 2018
CNR SECURITIES, LLC
January 3, 2017 - September 5, 2017
MERCER GLOBAL ADVISORS INC.
February 23, 2016 - September 12, 2016
GENERATIONS WEALTH, LLC
September 24, 2007 - October 15, 2015
DIMENSIONAL FUND ADVISORS LP
August 23, 2007 - October 15, 2015
DFA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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