JD
Jeffrey N. Davis
INVESCO DISTRIBUTORS
Dallas, TX 75201
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CRD#: 5172769
JD
Professional summary
Jeffrey Nolan Davis, who also goes by Jeffrey N Davis, Jeffrey Davis, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Dallas, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeffrey N Davis | Jeffrey Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Nolan Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2019 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 2300 N. Field St. Suite 1200, Dallas, TX 75201BD
CRD#: 7369
Dallas, TX
Past
July 25, 2016 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
October 14, 2014 - July 8, 2016
GREENVILLE SECURITIES, LLC
BD
CRD#: 170422
Dallas, TX
Past
January 16, 2009 - February 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
January 16, 2009 - February 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HOUSTON, TX
Past
October 30, 2007 - May 15, 2012
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2019)
RR
Alaska(5/25/2019)
RR
Arizona(5/25/2019)
RR
Arkansas(5/25/2019)
RR
California(5/25/2019)
RR
Colorado(5/25/2019)
RR
Connecticut(5/25/2019)
RR
Delaware(5/25/2019)
RR
District of Columbia(5/25/2019)
RR
Georgia(5/25/2019)
RR
Hawaii(5/25/2019)
RR
Idaho(5/25/2019)
RR
Illinois(5/25/2019)
RR
Indiana(5/25/2019)
RR
Iowa(5/25/2019)
RR
Kansas(5/25/2019)
RR
Kentucky(5/25/2019)
RR
Louisiana(5/25/2019)
RR
Maine(5/25/2019)
RR
Maryland(5/25/2019)
RR
Massachusetts(5/25/2019)
RR
Michigan(5/25/2019)
RR
Minnesota(5/25/2019)
RR
Mississippi(5/25/2019)
RR
Missouri(5/25/2019)
RR
Montana(5/25/2019)
RR
Nebraska(5/25/2019)
RR
Nevada(5/25/2019)
RR
New Hampshire(5/25/2019)
RR
New Jersey(5/25/2019)
RR
New Mexico(5/25/2019)
RR
New York(5/25/2019)
RR
North Carolina(5/25/2019)
RR
North Dakota(5/25/2019)
RR
Ohio(5/25/2019)
RR
Oklahoma(5/25/2019)
RR
Oregon(5/25/2019)
RR
Pennsylvania(5/25/2019)
RR
Rhode Island(5/25/2019)
RR
South Carolina(5/25/2019)
RR
South Dakota(5/25/2019)
RR
Tennessee(5/25/2019)
RR
Texas(5/25/2019)
RR
Utah(5/25/2019)
RR
Vermont(5/25/2019)
RR
Virginia(5/25/2019)
RR
Washington(5/25/2019)
RR
West Virginia(5/25/2019)
RR
Wisconsin(5/25/2019)
RR
Wyoming(5/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESCO DISTRIBUTORS, INC.
CRD#: 7369Dallas, TX 75201TRUST BUT VERIFY
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