David G. Pepe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David G Pepe, who also goes by Pepe G David, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2009. David had worked at 3 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2013 - June 19, 2015
MATRIX EXECUTIONS, LLC
August 16, 2010 - June 19, 2015
VIRTU ITG LLC
November 30, 2009 - February 25, 2010
EDWARD JONES
November 16, 2009 - February 25, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/6/2010
Limited Representative-Equity Trader ExamCurrent Firm
MATRIX EXECUTIONS, LLC
CRD#: 38455 / SEC#: , 8-48255
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
Red Flags
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