Maureen B. Costello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Brady Costello, who also goes by Maureen Brady Weissmueller, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 2006. Maureen had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - November 9, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - January 13, 2016
BMO ASSET MANAGEMENT CORP.
June 7, 2010 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
October 11, 2006 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
