Michael K. Babcock
Professional summary
Michael Kenneth Babcock, CFP®, who also goes by Michael K Babcock, Mike K Babcock, is a registered financial advisor currently at AZURE SKY FINANCIAL LIFE PLANNING, LLC located in Burleson, Texas and ORIGIN INVESTMENT ADVISORY LLC located in Burleson, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kenneth Babcock's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
October 29, 2020 - Present
AZURE SKY FINANCIAL LIFE PLANNING, LLC
December 6, 2021 - Present
ORIGIN INVESTMENT ADVISORY LLC
December 23, 2014 - March 25, 2020
PERRYMAN SECURITIES, INC.
December 2, 2014 - April 14, 2020
LEGACY CONSULTING GROUP
September 4, 2013 - July 31, 2014
HOWARD FINANCIAL SERVICES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/29/2020)
Exams
Current Firm
AZURE SKY FINANCIAL LIFE PLANNING, LLC
CRD#: 310867 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 7,843,487 |
Red Flags
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