AC
Adam P. Crawley
AUGMENT CAPITAL
New York, NY 10011
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CRD#: 5172272
AC
Professional summary
Adam Patrick Crawley, who also goes by Adam Crawley, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Adam Crawley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Patrick Crawley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2023 - Present
AUGMENT CAPITAL, LLC
Office #1: 154 W 14th Street 5th Floor, New York, NY 10011Office #2: 1204 San Antonio Street, Second Floor, Austin, TX 78701BD
CRD#: 322519
New York, NY
Past
May 29, 2018 - March 19, 2019
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
April 1, 2013 - January 17, 2018
FORGE SECURITIES LLC
BD
CRD#: 134596
New York, NY
Past
September 23, 2009 - February 1, 2012
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2024)
RR
Alaska(8/22/2024)
RR
Arizona(7/18/2023)
RR
Arkansas(10/28/2024)
RR
California(7/14/2023)
RR
Colorado(7/25/2023)
RR
Connecticut(7/24/2023)
RR
Delaware(8/25/2023)
RR
District of Columbia(9/7/2023)
RR
Florida(8/16/2023)
RR
Georgia(7/13/2023)
RR
Hawaii(11/1/2024)
RR
Idaho(8/14/2024)
RR
Illinois(10/2/2025)
RR
Indiana(6/13/2025)
RR
Iowa(8/14/2024)
RR
Kansas(7/12/2023)
RR
Kentucky(8/14/2024)
RR
Louisiana(8/14/2024)
RR
Maine(8/13/2025)
RR
Maryland(7/25/2023)
RR
Massachusetts(3/10/2025)
RR
Michigan(7/12/2023)
RR
Minnesota(1/3/2024)
RR
Mississippi(8/14/2024)
RR
Missouri(7/14/2025)
RR
Montana(7/26/2023)
RR
Nebraska(9/19/2024)
RR
Nevada(7/26/2023)
RR
New Hampshire(6/2/2025)
RR
New Jersey(7/14/2023)
RR
New Mexico(12/13/2024)
RR
New York(7/26/2023)
RR
North Carolina(7/18/2023)
RR
North Dakota(11/22/2024)
RR
Ohio(7/11/2023)
RR
Oklahoma(4/5/2024)
RR
Oregon(7/19/2023)
RR
Pennsylvania(7/11/2023)
RR
Puerto Rico(8/22/2023)
RR
Rhode Island(7/11/2023)
RR
South Carolina(8/14/2024)
RR
South Dakota(7/24/2024)
RR
Tennessee(5/30/2025)
RR
Texas(7/6/2023)
RR
Utah(7/10/2023)
RR
Vermont(8/23/2024)
RR
Virginia(7/19/2023)
RR
Washington(7/19/2023)
RR
West Virginia(8/14/2024)
RR
Wisconsin(7/12/2023)
RR
Wyoming(6/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/3/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
