Gabriel A. Uruburo

PRUDENT INVESTOR ADVISORS

Folsom, CA 95630

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CRD#: 5172172

Professional summary

Gabriel Arturo Uruburo, who also goes by Gabe Arturo Uruburo, Gabriel Uruburo, is a registered financial advisor currently at PRUDENT INVESTOR ADVISORS, LLC located in Folsom, California.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gabriel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gabe Arturo Uruburo | Gabriel Uruburo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: GABRIEL URBURO INV REL: Y ADD: 2824 THICKETT WAY OLNEY MD 20832 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 11/01/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: COLLECT RENT AND MANAGEMENT OF PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Arturo Uruburo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2022 - Present

PRUDENT INVESTOR ADVISORS, LLC

Office #1: 101 Parkshore Drive, Suite 101, Folsom, CA 95630

RIA

CRD#: 39543

LAYTONSVILLE, MD

Past

September 27, 2012 - December 3, 2012

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2012

General Securities Representative Examination

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

ELY, GUERDON TISDALE | PRUDENT RETIREMENT SERVICES | PRUDENT INVESTOR ADVISORS, LLC | PRUDENT INVESTOR ADVISORS

CRD#: 121922 / SEC#: 801-63481

RIA

Registered Investment Advisory firm - (9/15/2004 Approved)

California

Registered Investment Advisory firm - (9/30/2004 Terminated)

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Contact information

Main Address

101 Parkshore Drive, Suite 100, Folsom, CA 95630

Mailing Address

Phone number

(866) 446-1848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRUDENT INVESTOR ADVISORS PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 1,153,613,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Gabriel A. Uruburo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Arturo Uruburo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

KINGSWOOD WEALTH ADVISORS, LLC

SGMA CAPITAL MARKETS LIMITED

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GROVE POINT INVESTMENTS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EDWARD JONES

Primary Firm SEC Registration

PRUDENT INVESTOR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2012

Current Firm

PRUDENT INVESTOR ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRUDENT INVESTOR ADVISORS, LLC

TRUST BUT VERIFY

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