Daniel W. Urbanowicz
Professional summary
Daniel W Urbanowicz, who also goes by Dan Urbanowicz, Daniel Walter Urbanowicz, Daniel Urbanowicz, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel W Urbanowicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2024 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 270 Park Ave, New York, NY 10017September 29, 2023 - October 21, 2024
J.P. MORGAN SECURITIES LLC
November 16, 2022 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 24, 2021 - November 9, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 29, 2011 - December 17, 2015
BARCLAYS CAPITAL INC.
August 29, 2011 - December 17, 2015
BARCLAYS CAPITAL INC.
June 1, 2009 - August 5, 2011
MORGAN STANLEY
June 1, 2009 - August 5, 2011
MORGAN STANLEY
November 10, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 24, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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