Julia Nosov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Nosov, who also goes by Julia D Nosov, Julia Nosov-hoverman, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2007. Julia had worked at 3 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - April 15, 2013
HEDGEMARK SECURITIES LLC
November 8, 2011 - January 18, 2012
CANTOR FITZGERALD & CO.
October 3, 2007 - April 23, 2008
DOMINICK & DICKERMAN LLC
May 3, 2007 - April 23, 2008
DOMINICK & DICKERMAN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEDGEMARK SECURITIES LLC
CRD#: 164503 / SEC#: , 8-69106
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
