Scott V. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Vincent Reed was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2013 - December 31, 2014
GRIFFIN ADVISORS LLC
October 25, 2011 - December 31, 2012
GRIFFIN ADVISORS LLC
September 17, 2007 - April 16, 2008
JEFFERIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRIFFIN ADVISORS LLC
CRD#: 147862 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn - Failed to Renew | 12/31/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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