Timothy J. Bearman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Jon Bearman was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - September 25, 2015
LEGEND ADVISORY, LLC
March 21, 2013 - September 25, 2015
LEGEND EQUITIES CORPORATION
March 31, 2010 - February 21, 2013
VALIC FINANCIAL ADVISORS, INC.
March 29, 2010 - February 21, 2013
VALIC FINANCIAL ADVISORS, INC.
July 24, 2008 - December 31, 2009
STATE FARM VP MANAGEMENT CORP.
August 31, 2006 - May 29, 2008
CITIGROUP GLOBAL MARKETS INC.
August 2, 2006 - May 29, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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