Andrew L. Carroll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Louis Carroll, who also goes by Andrew Carroll, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2006. Andrew had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2020 - March 30, 2022
LETTER ADVISORS, LLC
January 5, 2018 - November 9, 2023
KINGSTONE CAPITAL PARTNERS TEXAS, LLC
May 23, 2016 - November 2, 2016
EMERSON EQUITY LLC
April 27, 2016 - December 31, 2017
KINGSTONE CAPITAL PARTNERS TEXAS, LLC
August 23, 2006 - April 19, 2016
MONEY CONCEPTS CAPITAL CORP
August 18, 2006 - April 19, 2016
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
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Exams
Current Firm
LETTER ADVISORS, LLC
CRD#: 310739 / SEC#: 801-119551
Contact information
Red Flags
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