Eric Kim
Professional Summary
Eric Kim was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2006 - 2014. Eric had worked at 3 firms and has passed the Series 63, Series 62, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
STONNINGTON GROUP, LLC | STONNINGTON INVESTMENTS | STONNINGTON INVESTMENT ADVISORS, LLC | STONNINGTON INSURANCE SERVICES, LLC
Contact Information
Main Address
600 S. Lake Ave Suite 502, Pasadena, CA 91106Phone Number
(626) 469-8168Established
California since 01/07/2004Firm Type
Limited Liability CompanyFiscal Year End
December# of Employees
2Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONNINGTON, NICHOLAS HENRY | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 1090046 |
Regulatory Assets Under Management
Total Number of Accounts
576AUM (Assets Under Management)
$553,044,853Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jul 2012Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2011About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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