JL
Joshua M. Lahre
AEC TRANSACTION SERVICES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 5171195
JL
Professional summary
Joshua Mcneil Lahre is a registered financial professional currently at AEC TRANSACTION SERVICES LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2024. Joshua has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joshua Mcneil Lahre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2024 - Present
AEC TRANSACTION SERVICES LLC
Office #1: 28 West 44th Street Suite 815, New York, NY 10036Office #2: 28 West 44th St Suite 815, New York, NY 10036BD
CRD#: 327839
New York, NY
Past
January 29, 2024 - October 2, 2024
BA SECURITIES, LLC
BD
CRD#: 153489
W. CONSHOHOCKEN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/21/2024)
RR
Alaska(8/8/2024)
RR
Arizona(8/23/2024)
RR
Arkansas(9/5/2024)
RR
California(6/11/2024)
RR
Colorado(6/18/2024)
RR
Connecticut(6/20/2024)
RR
Delaware(6/24/2024)
RR
District of Columbia(8/7/2024)
RR
Florida(6/25/2024)
RR
Georgia(7/16/2024)
RR
Hawaii(8/19/2024)
RR
Idaho(6/3/2024)
RR
Illinois(8/5/2024)
RR
Indiana(9/10/2024)
RR
Iowa(8/9/2024)
RR
Kansas(8/15/2024)
RR
Kentucky(6/10/2024)
RR
Louisiana(6/3/2024)
RR
Maine(6/13/2024)
RR
Maryland(8/22/2024)
RR
Massachusetts(8/13/2024)
RR
Michigan(8/12/2024)
RR
Minnesota(9/19/2024)
RR
Mississippi(7/30/2024)
RR
Missouri(6/20/2024)
RR
Montana(8/5/2024)
RR
Nebraska(8/13/2024)
RR
Nevada(7/26/2024)
RR
New Hampshire(6/25/2024)
RR
New Jersey(6/11/2024)
RR
New Mexico(8/21/2024)
RR
New York(5/28/2024)
RR
North Carolina(6/17/2024)
RR
North Dakota(8/9/2024)
RR
Ohio(7/2/2024)
RR
Oklahoma(7/30/2024)
RR
Oregon(6/12/2024)
RR
Pennsylvania(7/30/2024)
RR
Rhode Island(6/27/2024)
RR
South Carolina(6/7/2024)
RR
South Dakota(7/29/2024)
RR
Tennessee(6/7/2024)
RR
Texas(6/11/2024)
RR
Utah(8/7/2024)
RR
Vermont(8/13/2024)
RR
Virginia(7/12/2024)
RR
Washington(5/31/2024)
RR
West Virginia(10/2/2024)
RR
Wisconsin(8/15/2024)
RR
Wyoming(6/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 5/30/2024
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/8/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AT
AEC TRANSACTION SERVICES LLC
AEC TRANSACTION SERVICES LLC
CRD#: 327839 / SEC#: , 8-71142
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
28 West 44th St Suite 815, New York, NY 10036
Mailing Address
28 West 44th St Suite 815, New York, NY 10036
Phone number
(917) 828-5498
Established
Delaware since 06/09/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
