William R. Sylvia Jr

GREAT OAK CAPITAL PARTNERS

SOUTH EASTON, MA 02375

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CRD#: 5171182

Professional summary

William R Sylvia Jr, CFP®, who also goes by William Robert Sylvia Jr, William Robert Sylvia Jr, is a registered financial advisor currently at GREAT OAK CAPITAL PARTNERS, LLC located in South Easton, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Insurance Planning

Education Planning

Estate Planning

Do you have an area of expertise or specialization?

High Net Worth Client Needs

Hourly

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

William Robert Sylvia Jr | William Robert Sylvia Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 04/07/2014 - NON-VARIABLE INSURANCE - WILLIAM SYLVIA JR. - Is licensed but no longer selling insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William R Sylvia Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 16, 2015 - Present

GREAT OAK CAPITAL PARTNERS, LLC

Office #1: 105r Depot Street Suite 5, South Easton, MA 02375

RIA

CRD#: 281045

SOUTH EASTON, MA

Past

February 27, 2009 - November 24, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTSMOUTH, RI

Past

February 27, 2009 - November 24, 2015

LPL FINANCIAL LLC

CRD#: 6413

PORTSMOUTH, RI

Past

September 10, 2007 - February 27, 2009

OSAIC FS, INC.

RIA

CRD#: 3870

WARWICK, RI

Past

September 10, 2007 - February 27, 2009

OSAIC FS, INC.

CRD#: 3870

WARWICK, RI

Past

December 14, 2006 - March 12, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

August 21, 2006 - October 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FALMOUTH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT OAK CAPITAL PARTNERS, LLC

GREAT OAK CAPITAL PARTNERS, LLC | OAKTREE CAPITAL PARTNERS, LLC

CRD#: 281045 / SEC#: 801-116681

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Florida

Registered Investment Advisory firm - (5/28/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/28/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2015)

IAR

Massachusetts
(11/16/2015)

IAR

Texas
(11/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2006

General Securities Representative Examination

Current Firm

GREAT OAK CAPITAL PARTNERS, LLC

GREAT OAK CAPITAL PARTNERS, LLC | OAKTREE CAPITAL PARTNERS, LLC

CRD#: 281045 / SEC#: 801-116681

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Florida

Registered Investment Advisory firm - (5/28/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/28/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/28/2019 Terminated)

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Contact information

Main Address

105r Depot Street Suite 5, South Easton, MA 02375

Mailing Address

P.o. Box 909, South Easton, MA 02375

Phone number

(508) 230-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT OAK DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/23/2025)

Regulatory assets under management

Total Number of Accounts	1,760
AUM (Assets Under Management)	$ 390,331,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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William R. Sylvia Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William R Sylvia Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GREAT OAK CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2007

SIE

Date: 11/24/2015

Series 7

Date: 8/18/2006

Current Firm

GREAT OAK CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT OAK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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