Thomas J. Corsaro

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CRD#: 5171122

Professional summary

Thomas John Corsaro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Thomas had worked at 6 firms, which includes BANKERS LIFE ADVISORY SERVICES INC., BANKERS LIFE SECURITIES INC., OSAIC SERVICES INC., MML INVESTORS SERVICES LLC, PRINCIPAL SECURITIES INC., MUTUAL OF OMAHA INVESTOR SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 10, 2021 - January 4, 2022

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Williamsville, NY

Past

July 9, 2021 - January 4, 2022

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

Williamsville, NY

Past

July 25, 2018 - June 2, 2021

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BLOOMFIELD, NY

Past

February 23, 2018 - June 2, 2021

OSAIC SERVICES, INC.

CRD#: 133763

BLOOMFIELD, NY

Past

August 27, 2015 - February 26, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Bloomfield, NY

Past

March 24, 2014 - August 11, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

BLOOMFIELD, NY

Past

March 4, 2014 - August 11, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

BLOOMFIELD, NY

Past

November 9, 2007 - March 13, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

BLOOMFIELD, NY

Past

November 1, 2006 - March 13, 2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

FAIRPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Corsaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2018

Series 63

Date: 8/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2007

Series 6

Date: 8/15/2006

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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