Benjamin A. Bailey

TMB CAPITAL PARTNERS

LITTLE ROCK, AR 72202

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CRD#: 5171116

Professional summary

Benjamin Andrew Bailey is a registered financial advisor currently at TMB CAPITAL PARTNERS, LLC located in Little Rock, Arkansas.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; 2226 Cottondale Lane, STE 110, Little Rock, AR, 72202; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Andrew Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

TMB CAPITAL PARTNERS, LLC

Office #1: 2226 Cottondale Ln Ste 110, Little Rock, AR 72202

RIA

CRD#: 335750

LITTLE ROCK, AR

Past

February 13, 2013 - July 1, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Little Rock, AR

Past

February 13, 2013 - July 1, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Little Rock, AR

Past

November 1, 2006 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

LITTLE ROCK, AR

Past

July 24, 2006 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TMB CAPITAL PARTNERS, LLC

CRD#: 335750 / SEC#: 801-132649

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(7/1/2025)

IAR

Texas
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2006

General Securities Representative Examination

Current Firm

TMB CAPITAL PARTNERS, LLC

CRD#: 335750 / SEC#: 801-132649

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

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Contact information

Main Address

2226 Cottondale Ln Ste 110, Little Rock, AR 72202

Mailing Address

Phone number

(501) 671-1140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TMB CAPITAL PARTNERS, LLC DISCLOSURE BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts	1,430
AUM (Assets Under Management)	$ 834,325,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin A. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Andrew Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

TMB CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2006

Series 63

Date: 8/31/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2006

Current Firm

TMB CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TMB CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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