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HB

Heather A. Bailey

MFS FUND DISTRIBUTORS
BOSTON, MA 02199
CRD#: 5170904
Some features on this profile are disabled
HB
Heather Ann BaileyMFS FUND DISTRIBUTORS

Professional summary

Heather Ann Bailey, who also goes by Heather Ann Bailey, Heather Bailey, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.

Heather is registered as a RR (Registered Representative) and started their career in finance in 2006. Heather has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Heather Ann Bailey | Heather Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heather Ann Bailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

MFS FUND DISTRIBUTORS, INC.

Office #1: 111 Huntington Avenue, Boston, MA 02199
BD
CRD#: 31052
BOSTON, MA
Past

November 28, 2023 - March 31, 2026

ARKADIOS CAPITAL

BD
CRD#: 282710
Atlanta, GA
Past

June 27, 2017 - November 7, 2023

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
ATLANTA, GA
Past

February 15, 2013 - May 10, 2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

May 1, 2010 - February 6, 2013

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
ATLANTA, GA
Past

May 1, 2010 - February 6, 2013

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

August 22, 2006 - May 1, 2010

BOFA ADVISORS, LLC

RIA
CRD#: 107900
ATLANTA, GA
Past

August 2, 2006 - May 1, 2010

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2026)
RR
Idaho
(6/16/2026)
RR
Nebraska
(6/15/2026)
RR
Ohio
(6/15/2026)
RR
Pennsylvania
(6/16/2026)
RR
Utah
(6/17/2026)
RR
Wisconsin
(6/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/15/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MFS FUND DISTRIBUTORS, INC.
MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: , 8-45321

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
111 Huntington Avenue, Boston, MA 02199
Mailing Address
111 Huntington Avenue, Boston, MA 02199
Phone number
(617) 954-5000
Established
Delaware since 10/27/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANYPARENT COMPANY
HARDIN, HEIDI WALTERSECRETARY2619251
HUNT, MICHAEL ANDREWCHIEF COMPLIANCE OFFICER4150065
KEENAN, MICHAEL SEANPRESIDENT AND DIRECTOR2324763
KENNEY, SEAN MARTINDIRECTOR AND CHAIRMAN OF THE BOARD4851636
SMELSTOR, JOSEPH JOHN IVTREASURER AND SENIOR GROUP CONTROLLER6247186

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052Boston, MA 02199

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