Bryan J. Watts

SOUND PORTFOLIO ADVISORS

Mystic, CT 06355

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CRD#: 5170706

Professional summary

Bryan James Watts, CFP® is a registered financial advisor currently at SOUND PORTFOLIO ADVISORS, LLC located in Mystic, Connecticut.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Bryan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan James Watts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 5, 2018 - Present

SOUND PORTFOLIO ADVISORS, LLC

Office #1: 28 Cottrell St., Mystic, CT 06355

RIA

CRD#: 125511

Mystic, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND PORTFOLIO ADVISORS, LLC

PARKER FINANCIAL PLANNING, LLC | SOUND PORTFOLIO ADVISORS, LLC | SOUND PORTFOLIO ADVISORS | PFP

CRD#: 125511 / SEC#: 801-120415

RIA

Registered Investment Advisory firm - (3/1/2021 Approved)

Connecticut

Registered Investment Advisory firm - (3/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2018

Uniform Investment Adviser Law Examination

Current Firm

SOUND PORTFOLIO ADVISORS, LLC

PARKER FINANCIAL PLANNING, LLC | SOUND PORTFOLIO ADVISORS, LLC | SOUND PORTFOLIO ADVISORS | PFP

CRD#: 125511 / SEC#: 801-120415

RIA

Registered Investment Advisory firm - (3/1/2021 Approved)

Connecticut

Registered Investment Advisory firm - (3/16/2021 Terminated)

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Contact information

Main Address

28 Cottrell St., Mystic, CT 06355

Mailing Address

Phone number

(860) 572-2737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUND PORTFOLIO ADV PART 2A, ADV PART 2B, AND PRIVACY POLICY (2/5/2025)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 123,941,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan J. Watts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan James Watts's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND PORTFOLIO ADVISORS, LLC

Primary Firm SEC Registration

SOUND PORTFOLIO ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2018

Current Firm

SOUND PORTFOLIO ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUND PORTFOLIO ADVISORS, LLC

TRUST BUT VERIFY

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