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PT

Patrick J. Tuite

COMPASS FINANCIAL ADVISORY SERVICES
North Myrtle Beach, SC
Some features on this profile are disabled
CRD#: 5170601
PT

Professional summary

Patrick James Tuite is a registered financial advisor currently at COMPASS FINANCIAL ADVISORY SERVICES, LLC located in North Myrtle Beach, South Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Tuite's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2025 - Present

COMPASS FINANCIAL ADVISORY SERVICES, LLC

RIA
CRD#: 316843
North Myrtle Beach, SC
Past

November 9, 2022 - May 20, 2025

MASONBORO ADVISORS

RIA
CRD#: 145151
North Myrtle Beach, SC
Past

August 11, 2020 - July 22, 2021

UNITED BROKERAGE SERVICES, INC

RIA
CRD#: 39062
Myrtle Beach, SC
Past

August 11, 2020 - July 22, 2021

UNITED BROKERAGE SERVICES, INC

BD
CRD#: 39062
Myrtle Beach, SC
Past

March 4, 2020 - July 23, 2020

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
MT. PLEASANT, SC
Past

March 4, 2020 - July 23, 2020

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
MT. PLEASANT, SC
Past

January 2, 2018 - March 2, 2020

BB&T SECURITIES, LLC

RIA
CRD#: 142785
CONWAY, SC
Past

January 2, 2018 - March 2, 2020

BB&T SECURITIES, LLC

BD
CRD#: 142785
CONWAY, SC
Past

March 1, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
LITTLE RIVER, SC
Past

March 1, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
LITTLE RIVER, SC
Past

December 3, 2013 - March 1, 2016

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
N MYRTLE BEACH, SC
Past

November 27, 2013 - March 1, 2016

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
MYRTLE BEACH, SC
Past

April 29, 2011 - November 29, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WILMINGTON, NC
Past

April 29, 2011 - November 29, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WILMINGTON, NC
Past

February 3, 2009 - May 2, 2011

EDWARD JONES

RIA
CRD#: 250
WILMINGTON, NC
Past

February 2, 2009 - May 2, 2011

EDWARD JONES

BD
CRD#: 250
WILMINGTON, NC
Past

October 3, 2006 - February 9, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SAN DIEGO, CA
Past

August 1, 2006 - February 9, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL ADVISORY SERVICES, LLC
COMPASS FINANCIAL ADVISORY GROUP | COMPASS FINANCIAL ADVISORY SERVICES, LLC | COMPASS FINANCIAL ADVISORY GROUP, LLC

CRD#: 316843 / SEC#: 801-123037

RIA
Registered Investment Advisory firm - (1/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(5/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/10/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2006
General Securities Representative Examination

Current Firm

CF
COMPASS FINANCIAL ADVISORY SERVICES, LLC
COMPASS FINANCIAL ADVISORY GROUP | COMPASS FINANCIAL ADVISORY SERVICES, LLC | COMPASS FINANCIAL ADVISORY GROUP, LLC

CRD#: 316843 / SEC#: 801-123037

RIA
Registered Investment Advisory firm - (1/13/2022 Approved)
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Contact information

Main Address
880 Airport Road, Suite 112a, Ormond Beach, FL 32174
Mailing Address
Phone number
(386) 673-5191
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL ADVISORY GROUP - DISCLOSURE BROCHURE (2/17/2026)

Regulatory assets under management

Total Number of Accounts1,031
AUM (Assets Under Management)$ 527,155,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS FINANCIAL ADVISORY SERVICES, LLC

CRD#: 316843North Myrtle Beach, SC

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