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BM

Benjamin Menconi

Some features on this profile are disabled
CRD#: 5170005
BM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Menconi, CIMA®, who also goes by Ben Menconi, Benjamin Anthony Menconi, was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2012. Benjamin had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Menconi | Benjamin Anthony Menconi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Past

September 12, 2024 - March 30, 2026

POLEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 106093
Dallas, TX
Past

September 9, 2024 - March 31, 2026

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

January 5, 2023 - August 28, 2024

STRIVE ASSET MANAGEMENT

RIA
CRD#: 322039
LaGrange, IL
Past

September 2, 2022 - August 12, 2024

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

September 14, 2018 - August 23, 2022

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA
CRD#: 105780
Chicago, IL
Past

September 14, 2018 - August 23, 2022

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

December 8, 2015 - August 23, 2018

COPELAND CAPITAL MANAGEMENT, LLC

RIA
CRD#: 135822
Chicago, IL
Past

December 2, 2015 - August 23, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

October 21, 2013 - October 7, 2015

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

June 27, 2012 - September 23, 2013

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
ANDOVER, MA
Past

June 15, 2012 - June 26, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA
Registered Investment Advisory firm - (4/7/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2012
General Securities Representative Examination

Current Firm

PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA
Registered Investment Advisory firm - (4/7/1980 Approved)
PREMIUM
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Contact information

Main Address
1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431
Mailing Address
Phone number
+1 (561) 241-2425
Established
Firm type
Fiscal year end
# of Employees
229

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POLEN REVISED FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,732
AUM (Assets Under Management)$ 37,703,918,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093

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