David C. Reynolds
Professional summary
David Cook Reynolds, CFP®, who also goes by Dave Reynolds, David C Reynolds, David C. Reynolds, is a registered financial advisor currently at SPEARHEAD ADMINISTRATIVE SERVICES, LLC located in Miami, Florida and THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. David has worked at 5 firms and has passed the Series 63, SIE, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Cook Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
June 27, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 12, 2016 - December 31, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
June 24, 2013 - June 30, 2022
SPEARHEAD CAPITAL, LLC
January 5, 2010 - September 25, 2012
HEDGECO SECURITIES, LLC
Primary Firm SEC Registration
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2022)
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(6/9/2022)
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Exams
FINRA
Current Firm
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 2,156,059,612 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/08/2023 | ||
| 12/28/2022 |
Red Flags
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