Tonia L. Maly
Professional summary
Tonia Lynn Maly, CFP®, who also goes by Tonia Lynn Korth, is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Rockford, Illinois.
Tonia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Tonia has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tonia Lynn Maly's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
August 31, 2023 - Present
MIDLAND WEALTH MANAGEMENT
Office #1: 6838 E State Street, Rockford, IL 61108January 21, 2014 - October 13, 2017
CETERA INVESTMENT ADVISERS LLC
March 26, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
July 19, 2006 - October 13, 2017
CETERA INVESTMENT SERVICES LLC
Primary Firm SEC Registration
MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2023)
Exams
Current Firm
MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,290 |
| AUM (Assets Under Management) | $ 2,931,513,136 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2025 | ||
| 02/07/2025 | ||
| 04/26/2024 |
Red Flags
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Company Information
MIDLAND WEALTH MANAGEMENT
CRD#: 324997Rockford, IL 61108TRUST BUT VERIFY
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