Joseph W. Pitts

FORT POINT CAPITAL PARTNERS LLC

MILLCREEK, UT

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CRD#: 5169643

Professional summary

Joseph Wade Pitts, CFP®, who also goes by Wade B Pitts, is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in Millcreek, Utah.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wade B Pitts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME: GUARDSMEN CHARITY GROUP. TITLE: MEMBER. START DATE: 01/2004. NOT INVESTMENT RELATED. DUTIES: FUNDRAISING. ADDRESS: B 29250, SF, CA 94129. APPROXIMATELY 10 HOURS PER MONTH. 2) RENTAL PROPERTY, SF, CA, LANDLORD. NOT SECURITIES RELATED, NO HOURS DURING TRADING HOURS. 3) NAME: BIG BROTHERS BIG SISTERS OF UTAH. NOT SECURITIES RELATED, NO HOURS DURING TRADING HOURS. APPROXIMATELY 5-10 HOURS/MONTH. 4) NAME: UNITED KRAV MAGA. TITLE: VOLUNTEER INSTRUCTOR. NOT SECURITIES RELATED. NO HOURS DURING TRADING HOURS. APPROXIMATELY 2-5 HOURS/WEEK. 5) AMERICA'S MIGHTY WARRIORS. TITLE: VOLUNTEER (FINANCIAL PLANNER). NOT SECURITIES RELATED. NO HOURS DURING TRADING HOURS. APPROXIMATELY 1-2 HOURS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wade Pitts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 29, 2013 - Present

FORT POINT CAPITAL PARTNERS LLC

RIA

CRD#: 146759

MILLCREEK, UT

Past

October 19, 2007 - July 23, 2012

TD AMERITRADE, INC.

CRD#: 7870

SAN FRANCISCO, CA

Past

February 15, 2007 - September 25, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/13/2023)

IAR

Utah
(11/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2007

General Securities Representative Examination

Current Firm

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

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Contact information

Main Address

275 Sacramento Street 8th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 449-0570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT POINT ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,413
AUM (Assets Under Management)	$ 2,002,678,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph W. Pitts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Wade Pitts's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORT POINT CAPITAL PARTNERS LLC

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FORT POINT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2013

Series 63

Date: 11/21/2007

Series 7

Date: 2/14/2007

Current Firm

FORT POINT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT POINT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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