Daniel Boakye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Boakye was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2006. Daniel had worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2022 - February 1, 2024
HENRIES SECURITIES
September 25, 2013 - April 5, 2018
CITIGROUP GLOBAL MARKETS INC.
January 9, 2008 - August 27, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 29, 2006 - September 17, 2007
OSAIC FA, INC.
September 20, 2006 - April 11, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 20, 2006 - September 17, 2007
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/16/2022
General Securities Representative ExaminationCurrent Firm
HENRIES SECURITIES
CRD#: 306152 / SEC#: , 8-70482
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
