Matthew G. Ferguson

PANDI

KANSAS CITY, MO 64105

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CRD#: 5169485

Professional summary

Matthew Gene Ferguson, CFA, who also goes by Ferguson Gene Matthew, is a registered financial advisor currently at PANDI, LLC located in Kansas City, Missouri.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ferguson Gene Matthew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gene Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 29, 2025 - Present

PANDI, LLC

Office #1: 300 Wyandotte Street Suite 301, Kansas City, MO 64105

RIA

CRD#: 330112

KANSAS CITY, MO

Past

January 26, 2012 - November 29, 2013

GEORGE K. BAUM CAPITAL ADVISORS, INC.

CRD#: 158813

KANSAS CITY, MO

Past

January 18, 2011 - February 21, 2012

GEORGE K. BAUM ADVISORS LLC

RIA

CRD#: 130205

KANSAS CITY, MO

Past

December 5, 2006 - February 21, 2012

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PANDI, LLC

CRD#: 330112 / SEC#: 801-131022

RIA

Registered Investment Advisory firm - (9/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/29/2025)

IAR

Missouri
(1/29/2025)

IAR

Texas
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/2006

General Securities Representative Examination

Current Firm

PANDI, LLC

CRD#: 330112 / SEC#: 801-131022

RIA

Registered Investment Advisory firm - (9/5/2024 Approved)

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Contact information

Main Address

300 Wyandotte Street Suite 301, Kansas City, MO 64105

Mailing Address

Phone number

(913) 437-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PANDI LLC BROCHURE (5/22/2025)

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 2,039,599,738

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/18/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew G. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gene Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANDI, LLC

GEORGE K. BAUM CAPITAL ADVISORS, INC.

GEORGE K. BAUM ADVISORS LLC

GEORGE K. BAUM & COMPANY

Primary Firm SEC Registration

PANDI, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2011

Series 7

Date: 12/4/2006

Current Firm

PANDI, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PANDI, LLC

TRUST BUT VERIFY

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