Catherine D. Arnold

FLOWER CITY CAPITAL

PITTSFORD, NY 14534

CRD#: 5169384

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Professional summary

Catherine Diane Arnold, CFP®, who also goes by Catherine D Arnold, Catie Arnold, is a registered financial advisor currently at FLOWER CITY CAPITAL LLC located in Pittsford, New York.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Catherine has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine D Arnold | Catie Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Diane Arnold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 1, 2026 - Present

FLOWER CITY CAPITAL LLC

Office #1: 1 Fishers Rd Suite 220, Pittsford, NY 14534

RIA

CRD#: 281503

PITTSFORD, NY

Past

June 11, 2021 - January 23, 2024

WHITNEY & COMPANY

RIA

CRD#: 117307

ROCHESTER, NY

Past

April 29, 2011 - May 13, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PITTSFORD, NY

Past

April 21, 2011 - May 13, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PITTSFORD, NY

Past

August 1, 2007 - May 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSFORD, NY

Past

February 13, 2007 - May 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOWER CITY CAPITAL LLC

CRD#: 281503 / SEC#: 801-113630

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

New York

Registered Investment Advisory firm - (12/22/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/12/2007

General Securities Representative Examination

Current Firm

FLOWER CITY CAPITAL LLC

CRD#: 281503 / SEC#: 801-113630

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

New York

Registered Investment Advisory firm - (12/22/2020 Terminated)

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Contact information

Main Address

1 Fishers Rd Suite 220, Pittsford, NY 14534

Mailing Address

Phone number

(585) 236-8501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B-RIZZOLO (3/11/2025)

ADV PART 2B - THOMAS HAWKS (3/11/2025)

ADV PART 2A-FLOWER CITY CAPITAL LLC (3/11/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 333,588,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine D. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Diane Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOWER CITY CAPITAL LLC

WHITNEY & COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FLOWER CITY CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2007

Series 7

Date: 2/12/2007

Current Firm

FLOWER CITY CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLOWER CITY CAPITAL LLC

TRUST BUT VERIFY

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