Marquis D. Smallwood
Professional summary
Marquis D Smallwood is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Irvine, California.
Marquis is registered as a RR (Registered Representative) and started their career in finance in 2009. Marquis has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marquis D Smallwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2022 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 5 Park Plaza Suite 1850, Irvine, CA 92614January 12, 2009 - February 28, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2023)
(4/22/2025)
(4/21/2025)
(4/25/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
Exams
Series 6TO
Date: 12/3/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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