Bong Mok Hwang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bong Mok Hwang was a registered financial professional .
Bong Mok is a previously registered financial professional and started their career in finance in 2006. Bong Mok had worked at 2 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - May 27, 2014
KBFG SECURITIES AMERICA INC.
December 13, 2006 - June 3, 2010
SAMSUNG SECURITIES (AMERICA), INC.
State Registrations and Notice Filings
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Exams
Current Firm
KBFG SECURITIES AMERICA INC.
CRD#: 39356 / SEC#: , 8-48651
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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