Hsuan Wang

CORRALES & CO.

Fairfax, VA

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CRD#: 5168984

Professional summary

Hsuan Wang, who also goes by Hsuan Hui Wang, Hui H Wang, is a registered financial advisor currently at CORRALES & CO. located in Fairfax, Virginia.

Hsuan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Hsuan has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hsuan Hui Wang | Hui H Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The treasurer of a non-profit organization teaches Chinese once a week for five hours. Both roles receive zero compensation and are not during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hsuan Wang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2025 - Present

CORRALES & CO.

RIA

CRD#: 332189

Fairfax, VA

Past

July 14, 2022 - December 3, 2024

COPE CONNELLY

RIA

CRD#: 311665

ARLINGTON, VA

Past

October 9, 2021 - June 13, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

MCLEAN, VA

Past

June 17, 2014 - October 29, 2019

CHEVY CHASE TRUST COMPANY

RIA

CRD#: 110742

BETHESDA, MD

Past

August 12, 2011 - July 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALEXANDRIA, VA

Past

August 12, 2011 - July 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALEXANDRIA, VA

Past

December 5, 2007 - August 4, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

August 17, 2007 - August 4, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Past

December 19, 2006 - August 8, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

MCLEAN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/2006

General Securities Representative Examination

Current Firm

CORRALES & CO.

CORRALES & CO. | CORRALES & COMPANY, LLC

CRD#: 332189 / SEC#: 801-130804

RIA

Registered Investment Advisory firm - (8/12/2024 Approved)

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Contact information

Main Address

1200 Brickell Ave Suite 220, Miami, FL 33131

Mailing Address

Phone number

(239) 421-5359

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- CORRALES & CO. (3/27/2025)

Regulatory assets under management

Total Number of Accounts	574
AUM (Assets Under Management)	$ 167,494,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hsuan Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hsuan Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPE CONNELLY

COMMONWEALTH FINANCIAL NETWORK

CHEVY CHASE TRUST COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CORRALES & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2007

Series 63

Date: 3/5/2007

Series 7

Date: 12/18/2006

Current Firm

CORRALES & CO.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORRALES & CO.

TRUST BUT VERIFY

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