Brittany M. Schroeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Megan Schroeder, who also goes by Brittany Megan Frontz, Brittany M Frontz Kinney, Brittany Megan Frontz Kinney, Brittany Megan Schroeder, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2006. Brittany had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2018 - December 17, 2019
HUMMEL WEALTH MANAGEMENT, LLC
April 19, 2018 - January 31, 2020
ON INVESTMENT MANAGEMENT CO
April 17, 2018 - January 31, 2020
THE O.N. EQUITY SALES COMPANY
September 8, 2015 - May 2, 2016
THE O.N. EQUITY SALES COMPANY
September 4, 2015 - May 2, 2016
ON INVESTMENT MANAGEMENT CO
January 24, 2007 - September 11, 2013
EDWARD JONES
August 8, 2006 - September 11, 2013
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
HUMMEL WEALTH MANAGEMENT, LLC
CRD#: 143523 / SEC#: 801-79892
Contact information
Red Flags
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