Sean Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Fitzgerald, who also goes by Sean P Fitzgerald, Sean Patrick Fitzgerald, Sean Fitzgerald, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2006. Sean had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - February 4, 2021
GENERATIONAL WEALTH ADVISORS
August 10, 2015 - April 25, 2019
PARK AVENUE SECURITIES LLC
July 19, 2007 - August 10, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 8, 2006 - March 29, 2007
EDWARD JONES
Primary Firm SEC Registration
GENERATIONAL WEALTH ADVISORS
CRD#: 135145 / SEC#: 801-67609
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERATIONAL WEALTH ADVISORS
CRD#: 135145 / SEC#: 801-67609
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 392,535,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
