Patrick R. Allen

Some features on this profile are disabled

CRD#: 5168803

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Russell Allen, who also goes by Patrick R Allen, Patrick Russell Allen, was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 2007. Patrick had worked at 13 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick R Allen | Patrick Russell Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 8075 Leesburg Pike, Suite 400, Vienna VA 22182; start 05/2022; Commissions; 1 hour per month; insurance broker; insurance related]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 25, 2024 - December 4, 2024

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Bethesda, MD

Past

October 25, 2024 - December 4, 2024

SPIRE SECURITIES, LLC

CRD#: 144131

MCLEAN, VA

Past

July 22, 2022 - October 10, 2024

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

VIENNA, VA

Past

July 15, 2022 - October 10, 2024

NYLIFE SECURITIES LLC

CRD#: 5167

VIENNA, VA

Past

May 3, 2021 - September 13, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Beltsville, MD

Past

February 2, 2021 - July 6, 2022

ADVENTUS VERITAS LLC

RIA

CRD#: 175473

BELTSVILLE, MD

Past

July 31, 2017 - November 9, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Bethesda, MD

Past

July 31, 2017 - November 9, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Bethesda, MD

Past

February 10, 2016 - March 23, 2017

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Elliott City, MD

Past

February 10, 2016 - March 23, 2017

CAPITAL ONE INVESTING, LLC

CRD#: 45744

MCLEAN, VA

Past

March 12, 2015 - January 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

March 12, 2015 - January 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROCKVILLE, MD

Past

July 15, 2013 - March 3, 2015

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

ARLINGTON, VA

Past

July 15, 2013 - March 3, 2015

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

ARLINGTON, VA

Past

June 1, 2009 - August 5, 2013

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 1, 2009 - August 5, 2013

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

July 13, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WASHINGTON, DC

Past

June 4, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/6/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/1/2007

General Securities Representative Examination

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick R. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SPIRE SECURITIES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PURSHE KAPLAN STERLING INVESTMENTS

ADVENTUS VERITAS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2007

SIE

Date: 10/1/2018

Series 31

Date: 7/6/2007

Series 7

Date: 6/1/2007

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors